Tuesday, November 20, 2012

The Rise and Demise of the General Federal Common Law:


John Louis
The Rise and Demise of the General Federal Common Law:
Diversity Jurisdiction and Constitutional Development from Swift (1842) to Erie (1938)
The courts of justice are the visible organs
by which the legal profession is enabled to control the democracy [i]
-         Alexis de Tocqueville
 
The Priests of Athens had their goddess of wisdom: it was this Minerva.
The Lawyers of the English school have her twin sister, their Goddess of Reason.
“The Law” says one of her chief priests, Blackstone, “is the perfection of reason.”[ii]
-         Jeremy Bentham
INTRO:
In 1938, then Solicitor General Robert Jackson wrote, “On April 25 of this year there occurred one of the most dramatic episodes in the history of the Supreme Court, with the overruling of the 96-year old doctrine of Swift v. Tyson.[iii] The drama: Erie Railroad v Tompkins (1938). That same year Yale Law Professor, Harry Shulman, commented that the Court in Erie, “did not merely overrule Swift v. Tyson and the Black & White Taxicab case.  It declared unconstitutional a "course" of conduct in which the federal courts had engaged almost daily since 1842. It destroyed the effect as precedents of literally hundreds, perhaps thousands, of federal cases in which the doctrine of Swift v. Tyson was applied.”[iv]

 Swift v. Tyson was not a constitutional case, in the formal sense.[v] Swift was a contract case involving negotiable instruments. Erie Railroad at least purported to be.  What turned a question about civil procedure in private common law cases under diversity jurisdiction into a landmark decision?
Section [I] analyzes Swift v. Tyson: the case, the doctrine, and its “pro-competitive” Constitutional theory. Part [II] argues that ambiguities in Story’s decision provided interpretive space for subsequent Constitutionalization of Swift which expanded both the breadth and the depth of the general  federal common law.  The paper then traces Swift’s Constitutional development in two parts: [III] the late-nineteenth century incorporation of the “fellow-servant” rule, into the general federal common law, and the assertion of “federal judicial control over the field of tort law” in Balitmore & Ohio Railroad Co. v. Baugh (1893);[vi] and [IV] the 20th century progressive backlash against the Federal Courts, which painted the Court’s “pro-competitive” doctrine as a one-sided play to Corporate interests. Section [V] provides an analysis of Erie v. Tompkins as a progressive solution to the problems of Swift. Lastly, part [VI] offers brief discussion of Erie’s definitive consequences for Michael S. Greve’s broader Constitutional theory.
I.                    Swift v. Tyson: from Statutory Interpretation to General Federal Common Law
Black’s law dictionary defines diversity jurisdiction as “A federal courts exercise of authority over a case involving parties who are citizens of different states.” Federal judicial authority in cases of diversity jurisdiction is granted by Article III, Sec 2 of the Constitution which reads: “The judicial power shall extend to all cases, in law and equity, arising under this Constitution… between citizens of different states...”[vii] For example, take a hypothetical case in which plaintiff ME , sues defendant NY. Plaintiff ME, as first mover, chooses from three potential forums under diversity jurisdiction: [1] ME state court, [2] NY state court, or [3] Federal Court. If we assume (for good reason) that ME state court will give ME plaintiff a favorable treatment over the NY defendant, the presence of systematic , “anti-competitive”  bias obviates the need for the Federal Courts to intervene as an “impartial” third-party.[viii]  The Constitution clearly grants federal courts authority under diversity jurisdiction, yet remains silent on the question of when faced with such situations “what law are federal courts to apply?”[ix]
 That was essentially the question before the court in Swift. If the defendant removed a case from state court to federal court, must Federal Courts decide the case under state law or could the federal courts arbitrate independently under “federal” common law? Congress had given some direction on this issue. Section 34 of the Judiciary Act of 1789 reads: “The laws of the several states, except where the Constitution or treaties of the United States or Acts of Congress otherwise require or provide, shall be regarded as rules of decision in civil actions in the courts of the United States, in cases where they apply.”[x] The court needed to interpret the clause “the laws of the several states.” Defining “the several states” was straight forward. What constituted “laws” offered more interpretive space.
Writing for the Court, Joseph Story put forth a definition of “laws” that rested on a theoretical understanding of law as expression of “the principles of natural justice.”[xi] Story’s opinion declared, “In the ordinary use of language, it will hardly be contended that the decisions of courts constitute laws. They are, at most, only evidence of what the laws are, and are not, of themselves, laws.” Judges discovered evidence of laws, but did not “make law.”
In Story’s opinion, “laws” could only mean “local statutes and local usages.”  He proclaimed that state common law rules did “not extend to contracts and other instruments of a commercial nature.” Rather Story argued, “The true interpretation… [is] to be sought not in the decisions of the local tribunals, but in the general principles and doctrines of commercial jurisprudence.” [xii]
Legal scholars have read this addition of “doctrines of commercial jurisprudence” in different ways. William A. Fletcher notes that the Supreme Court held “ in Swift  v.  Tyson  that it was  not bound by  section  34  of  the  Judiciary  Act  of  1789  to  follow  state court  decisions  on  matters  of  general  commercial  law.”[xiii] Greve goes on to recognize that the ruling in Swift granted the Federal Judiciary the power to apply, “a general federal common law” in “certain” commercial cases.  Jackson as Solicitor General took a more expansive view and proclaimed that as a consequence of Swift, “the Federal courts were free to apply the so-called federal common law as developed by the Federal courts in the exercise of their independent judgment.”[xiv]
II.                  Constitutionalizing Swift: Ambiguity and Interpretive Space
Greve notes that the Swift decision “contained two fundamental ambiguities” which he describes in terms of ‘breadth’, or what types of cases, and ‘depth’, or what types of laws. These ambiguities in Story’s opinion in Swift provided space for interpretation, and expansion of judicial authority under general federal common law.
The first wave of Constitutionalization focused on increasing Swift’s depth. In Rowan v. Runnels (1847) the federal court assumed the authority under Swift to independently decide the meaning of the Mississippi Constitution “notwithstanding the Mississippi Supreme Court’s conclusive interpretation.”[xv] In Watson v. Tarpley (1856) the Supreme Court used the general  federal common law to “decide for the plaintiff [out of state creditor], in derogation of the Mississippi statute”.[xvi] While Swift granted federal common law the authority to supersede the judgments of state courts, subsequent constitutional development proved that legislative acts and even constitutional law were not beyond the reach of federal diversity power.
Federal courts continued to expand on Swift. According to Edward Purcell Jr., “during the second half of the nineteenth century, the federal courts ignored state court decisions with increasing frequency.”[xvii] As Swift got deeper “many, especially elite lawyers and national corporations [felt] the federal courts were establishing a nationally uniform common law.”[xviii] Uniform law would reduce coordination problems, lower transactions costs, and “facilitate interstate commerce in the burgeoning national market.”[xix] But uniform law would also deprive plaintiffs of access to rents guaranteed by “local prejudice”.[xx]
III.                To the Limits of Swift: “Fellow Servant” and the Apotheosis of Federal Judicial Power
Article III, Section 2 of the Constitution reads: “The judicial power shall extend to all cases, in law and equity, arising under this Constitution, the laws of the United States, and treaties made, or which shall be made, under their authority.”  Purcell Jr. wrote, “The federal judiciary’s paramount power lay in its equity jurisdiction.”[xxi] Equity jurisdiction included: ”A suit brought for the enforcement or protection of a private right or the prevention of or redress for an injury where there is no plain, adequate, and complete remedy at law.”[xxii] As the Oregon legal dictionary describes the practice of equity rulings under the common law, “Essentially, judges were empowered to use equity or fairness to decide cases in which the law did not appear to address the issue at hand.”[xxiii]
 Equity cases depended on the common law. In Brandies and the Progressive Constitution , Purcell argues that Justice Brewer and the Fuller Court used “the Swift Doctrine” to “assert federal judicial control over the field of tort law, especially over personal injury claims by employees against their employers.”[xxiv] In Baltimore & Ohio Railroad Co. v Baugh, the Court pushed Swift deeper and wider marrying authority to settle tort suits with the “fellow-servant” rule for Corporate liability.[xxv]
Labor reacted strongly against the “fellow-servant” rule.[xxvi] By restricting employer liability, the Court’s holding in Baugh discouraged “employee tort suit claims” and “relieved… companies of potentially serious liabilities.”[xxvii] The uniform exit option presented by the adaptations of Swift undoubtedly helped facilitate the growth and integration of the national market.[xxviii] But, increasingly in diversity cases the Court’s “allegiance” was clear.[xxix] Procompetitive as the Swift doctrine can be read, the Court’s expansive adaptations led to decisions that often favored “out of State defendants”, over local Plaintiffs, and State Governments.[xxx]
 As the general federal common law transmogrified, the Court continued to push the limits of Swift . [xxxi]In Kansas v Colorado gave the Court an opportunity to answer the question, “what law are federal courts to apply”, under diversity arising under conflicts between the States. Brewer seized the chance to exercise judicial power. Writing for the Court he declared, “In matters not delegated to Congress, where power was reserved not to the states but to ‘the people,’ the national courts were necessarily the authorized voice of a truly ‘national common law’.”[xxxii] For Brewer, federal judicial power was “authorized by the Constitution itself” and was therefore unlimited in diversity cases.[xxxiii]Purcell argues that Kansas v. Colorado “elevated the federal judiciary to a position of constitutional authority over both Congress and the states”.[xxxiv] 
The general federal common law gave the judiciary a powerful weapon in its armory of doctrinal protections for the emerging national economy. Supplementing substantive due process protections for liberty of contract as a spearhead against “anti-competitive” State legislative interference, the expansion of the general  federal common law provided a similar check against “anti-competitive” State judicial interference. The Court’s pre-New Deal doctrines helped encourage national legal uniformity, but in pushing an aggrandized notion of federal judicial power aroused hostility from localized interest.
Greve contends that “independent” Federal judicial authority is necessary to maintain a competitive Constitutional framework – designed to maximize consumer surplus for the people, rather than protect the producer. If allowed to design their own rules, States will seek to capture surplus by extracting rents from “out of state” parties. Deference to state law and state courts invites a frenzy of adversarial legalism designed to take advantage of variation in jurisdictional rules.[xxxv]
In a repudiation of conventional wisdom, Greve argues, Erie exacerbated the alleged forum shopping problem it alleged to be consequence of Swift. Under Swift, the forum shoppers could select the federal common law -- “free” of all “local prejudice”.  Erie took away that choice, and placed authority under state legal authority sure to abandon “competitive federalism.”  
Yet, Constitutional theories of judicial power must answer the question “who guards the guardians?”[xxxvi] If the general  federal common law doctrine established in Swift worked to protect “the people”, did it work to protect a particular type of “person”?[xxxvii] The next section describes the Progressive reaction against Judicial Power in the early 20th century.
 
IV.                Progressive Reaction: Legal Positivism, Corporatism and the Backlash of Erie Railroad
Purcell argues, “Diversity Jurisdiction symbolized for both Progressives and their adversaries the de facto alliance between corporations and the national judiciary.”[xxxviii] Corporations for legal purposes are treated as persons with citizenship residing in the state of incorporation. Most corporations held charters from only one state. As the national economy expanded and corporations increasingly conducted business across state lines, the number of diversity jurisdiction cases involving corporate defendants exploded.[xxxix] 
Most plaintiffs filed suit in state Court. Corporations often chose to exercise their “forum option” and “usually removed those suits whenever they could… [defending] their preference for federal courts on two grounds.” Federal courts: [1] removed “local prejudice” and [2] provided “the uniformity of the federal common law.”[xl] Federal courts relying on Swift developed pro-business employer liability, and labor injunction doctrines.  The increasingly pro-corporate thrust of the Court’s jurisprudence galvanized detractors and helped forge a broad coalition of prospective law reformers including: “Populists, Progressives, labor representatives, and plaintiff’s lawyers.”[xli]
                Populists echoing the sentiments of Jacksonian democrats derided Court doctrine for its anti-democratic principles as Federal Courts routinely disregarded statutory enactments.[xlii] Progressives shared this view, and saw the Court as working to protect the interests of national corporations over those of “the people.” Restrictive workers’ rights, wide-spread use of the labor injunction, and pro-employer liability laws drew criticism from Progressives and labor leaders.[xliii] Plaintiffs’ lawyers looking to capitalize on local bias and score big in State Courts watched verdicts overturned by federal courts relying only on the “general federal common law.”[xliv]
                Resentment over practical politics found its intellectual voice in Justice Oliver Wendell Holmes, the Harvard Law School, and a positivistic conception of law that would later gain the tagline “legal realism.” [xlv] The general common law rested on a declarative theory of the law rooted in the immutable principles of the natural law, discovered by judges. Legal positivists, motivated by advances in scientific theory, saw law as part of a Darwinian social superstructure subject to gradual evolution as the requirements of the law adapted to changing societal demands.[xlvi]  Motivated by this intellectual framework, Homes, Frankfurter and Brandies began the assault on Swift.
The attack began with Black and White Taxicab Co. v. Brown and Yellow Taxicab Co. To obtain a non-compete injunction a Kentucky cab company reincorporated in Tennessee in order to have the case removed under “diversity jurisdiction.” The federal court under general federal common law granted the injunction which the Supreme Court affirmed. The case presented “flagrant” use of the “diversity jurisdiction” forum choice for a pro-business decision. [xlvii]
Holmes joined by Brandies and Stone dissented, repudiating Swift. Of the general federal common law, Holmes declared, “there is no such body of law.”[xlviii] Holmes argued that State Court decisions applied equally as state statutory law. The federal courts were required to follow both. Holmes argued the “federal common law” was not “some brooding omnipresence in the sky” [xlix] and that to advocate Swift was to commit a “Fallacy [that] has resulted in an unconstitutional assumption of powers by the Courts of the United States.”[l]
V.                  Erie Railroad Co. V Tompkins: the Case for Constitutional Inversion?
How did Erie change the constitution? Greve argues “Erie railroad is one of the most central decisions not just in the New Deal’s Constitution but in the entire history and architecture of American constitutional law.”[li] Greve’s Erie marks a seminal shift in judicial power that finalized the New Deal’s domination. Purcell claims that, “in the name of judicial restraint the ‘New Deal Court’ announced that it would seldom challenge either state or national legislatures, especially on issues of economic regulation.”[lii]
Writing for the Court, Brandeis declared in Erie “there is no federal common law” and held that in diversity cases Federal Courts were obligated instead to follow the common law rules of state courts.[liii]  Greve argues this shift of power from the federal to state courts promoted federalism that serves “states as states”, rather than federalism for “the people”; or as Hart Ely intoned sarcastically “the very essence of our federalism.” [liv]
Erie effectively removed the corporate exit protection as a protection against “local prejudice.” Greve contends, “Erie vindicates plaintiff’s choice of state law… [and] leaves corporate defenders no exit.”[lv]  Attacking Erie as an anti-competitive doctrine working to empower cartel federalism, Greve argues, “Erie greatly augmented state’s powers…. enhanc[ing] state autonomy in the sense of surplus accumulation, and correspondingly weakening the power of national institutions to curb that tendency.”[lvi]
For Purcell, “Brandies sought to restrain federal judicial lawmaking and to protect the authority of the states.”[lvii] What Brandies “failed to realize” was that “Swift and diversity jurisdiction not only expanded federal judicial power but imposed limitations as well. Erie in holding federal courts to state common law placed them in “a position of ambiguous equality” which “crowded their dockets with cases presenting state law issues.”[lviii]Swift avoided imposing that cost.
Erie killed the general federal common law. Concomitant abdication of judicial power under the commerce clause left a Court void of weapons to regulate interstate commerce.  The court gave Congress, State legislatures and State courts the green light to regulate commerce. The judiciary abandoned any pretense of economic influence.
 
 
VI – Coda: A Constitution Revived?
Erie opened up the corporate economy to an emboldened, and newly bewildering legal complexity; judicial deference over economic regulation “inverted” the Constitutional framework by making the federal government subservient to the states.  Or as Robert R. Gassaway asked, When precisely did this inversion from government for the People to government for governing elites become entrenched? According to Mr. Greve, on the morning of April 25, 1938, when Erie was decided.”[lix]
To buy Greve’s argument, we have to believe that the Constitution was capable not only of establishing a “competitive-federalism” structure, but also that the judiciary could maintain a “competitive” Constitution against adversely aligned popular political pressure. To quote the Federalist, “you must first enable the government to control the governed; and in the next place oblige it to control itself.”[lx] Courts can attempt and control the government but for so long before being sucked into the vortex of politics of which they form a part.
  Greve admits, “If competitive federalism is your cup of tea, you’ll want to entrust the federal structure principally to the courts, armed with federal jurisdiction and competition-protective constitutional clauses.”[lxi] Let us grant Greve the premise that “That, in a nutshell, is our Founder’s constitutional arrangement.” Regardless, his hoped for resurgence of nineteenth century “institutional practice”   would require the Supreme Court return on itself, and move from Erie back to Swift.
America and the Supreme Court have come a long way since Erie, and as deleterious as Mr. Greve suggests it to be, “our federalism” is not likely to pass away soon. [lxii] Greve asserts, “Competitive constitutions are not designed to guarantee any end state distribution at all. Instead, they seek to establishes rules for an institutional repeat game.”  Law and economics may provide us with a formula for how the Constitution’s structure ought to function; but our constitution does not function as an ideal type.
Rather, as Edward Purcell has suggested, “We may understand far more about the nation’s constitutional enterprise by recognizing its social and cultural foundations and its human and institutional dynamics than by straining to structure sets of formally consistent propositions or fabricating historical pedigrees for temporarily useful normative positions.”[lxiii] Society and politics are likely to impose on our Constitutionalism, as well as “our federalism.” Perhaps, we should not too easily forget that the Constitution is a part of, not apart from American politics.
 
 
 
 
               
 
 
               
 


[i] Tocqueville, Alexis. Democracy in America. Ed. Harvey Mansfield. 2000. Book I Ch. XVI
[ii] Bentham, Jeremy. Bentham's Letter: Letter 4:of Completeness as  Applied to the Body of the Laws – and Herein of Common Law. 1817. Reprinted 1882.
[iii] Jackson, Robert H. The Rise and Fall of Swift v. Tyson. 24 A.B.A.J. 609 (1938) p.1
[iv] Shulman, Harry, and A. L. C. 1938. The demise of swift v. tyson. The Yale Law Journal 47 (8) (Jun.): 1336-53.
[v] Greve, Michael S. 2012. The upsidd-down constitution. Cambridge, MA: Harvard University Press. –
Greve points out, “Swift is not a constitutional case, and it was not considered by any Justice to be a federalism case.”
[vi] Purcell Jr., Edward A. 2000. Brandeis and the progressive constitution: Erie, the judicial power, and the politics of the federal courts in twentieth-century america. New Haven, CT: Yale University Press. P.52 – Purcell notes: “brewer used the Swift doctrine, for example, to assert federal control over the fild of tort law, especially over personal injury claims by employees against their employers.”
[vii] Cornell University Law School. Legal Information Institute (L.I.I). http://www.law.cornell.edu/constitution/articleiii
[viii] Shapiro, Martin. 1986. Courts: A Comparative Political Analysis. University of Chicago Press. Chicago, IL.
[ix] Greve, Michael S. 2012. The upside-down constitution.
[x] The Judiciary Act of 1789. 1 Stat. 73. (Sept. 24, 1789) http://www.constitution.org/uslaw/judiciary_1789.htm
[xi] Story, Joseph. Story's Report: To His excellency Edward Everett, Governor of the Commonwealth of Massachusetts. Dec. 28. 1836 – Compare with --
[xii] Story, J. Swift v. Tyson. (1848)
[xiii] Fletcher, William A. 1984. The General Common Law and Section 34 of the Judiciary Act of 1789: The Example of Marine Insurance. Harvard Law Review Vol. 97, No. 7. Cambridge, MA. pp. 1513-1580
[xiv] Jackson, Robert H. p.2 for a different less “pro-business” treatment see: for a different treatment see: Horwitz, Morton J. 1977 The Transformation of American Law 1780 -1860. Harvard University Press. Cambridge, MA.  – Horwitz argues: “the quest for legal uniformity that Swift v. Tyson is supposed to have represented can also be seen more concretely as an attempt to impose a procommercial national legal order on unwilling state courts.”
[xv] Greve, Michael S. 2011. Kindle Edition
[xvi] Ibid…
[xvii] Purcell Jr., Edward A. 2000.  P. 51
[xviii] Ibid…
[xix] Ibid.. p.52
[xx] Greve. Upside-down Constitution
[xxi] Purcell notes of Justice Brewer: “The Constitution’s true authority, Brewer believed, came from the fact that it incorporated the principles of the Declaration of Independence and the divine truth”. He believed the Constitution to command “absolute and eternal justice.” Brewer also believed that federal common law under equity was “authorized by the Constitution itself.” SEE Note (1937(,, 50 Harvard Law Review, 1295.)
[xxii] Oregon legal dictionary. Compare with – Black’s law dictionary which defines equity jurisdiction as :”In a common law judicial system, the power to hear certain actions according to the procedure of the court of chancery, and to resolve them according to equitable rules.”
[xxiii] A suit brought for the enforcement or protection of a private right or the prevention of or redress for an injury where there is no plain, adequate, and complete remedy at law.
[xxiv] Purcell Jr. Eward A. 2000. P.52
[xxv] Ibid.. p.52-54
[xxvi] Witt, John F. (1989) The Transformation of Work and the Law of Workplace Accidents, 1842-1910. The Yale Law Journal, Vol. 107, No. 5 .Mar. pp. 1467-1502 – the fellow servant rule: A common-law rule governing job-related injuries that prevents employees from recovering damages from employers if an injury was caused by the Negligence of a coworker.
[xxvii] Purcell. 2000. p.52
[xxviii] United States v. E.C. Knight Co. 156. U.S. 1 (1895) 
[xxix] Purcell. 2000. pp.39-63

[xxx] Western Union Tel. Co. v. Call Publishing Co. - 181 U.S. 92 (1901)

[xxxi] Purcell. 2000 pp.39-63 
[xxxii] Purcell. 2000. P.59 SEE ALSO: Hamilton, Alexander. The Federalist. 81
[xxxiii] Purcell. 2000. P.48
[xxxiv] Ibid…
[xxxv] Kagan, Robert. 2000. Adversarial Legalism: The American Way of Law. Harvard University Press. Cambridge, MA.
[xxxvi] Raises the question of is Federalism good for liberty? It depends on how one views the nature of representation. If people’s liberty is expressed through the enactments of State Governments, then actions by the General government contrary to the actions of State Governments are an affront to the liberties of the people, while at the same time an action of the “we the people” of the United States.
[xxxvii] Santa Clara County v. Southern Pac. R. Co. 118 U.S. 394 (1886).
[xxxviii] Purcell Jr. Edward. A 2000. P.64
[xxxix] Ibid…
[xl] Ibid… p.65
[xli] Ibid… p.66
[xlii] Eric R. Claeys, The Living Commerce Clause: Federalism in Progressive Political Theory and the Commerce Clause After Lopez and Morrison, 11 Wm. & Mary Bill of Rts. J. 403 (2002), http://scholarship.law.wm.edu/wmborj/vol11/iss1/12
[xliii] For issues of labor injunction SEE: Culberson, Mr. 1908.  Papers Relating to Certain Injunction and Labor Cases. United States Senate. 60th Congress. 1st Session. For a general history SEE: Foner, Philip S. 1947. The Labor Movement in the United States: From Colonial Times to the Founding of the American Federation of Labor. International Publishers. New York. For the court’s changing views SEE: : In re Debs 158 U.S. 564  -- compare with—National Labor Relations Board v. Jones & Laughlin Steel Corp. 301 U.S. 1. (1937)
[xliv] Truax v. Corrigan.   Duplex Printing Press Co. v. Deering. Hitchman Coal & Coke Co. v Mitchell. According to a study: Clark, Charles E. (1934) “corporate defendants dominated the diversity docket. They were involved in 75 percent of all diversity cases and 87 percent of all removed diversity actions.”
[xlv]There is also a conception and influence of Weberian social science in the mix: the law gained force not from right, but was right from force. See Holmes Dissent in Black and Yellow: “The common law so far as it is enforced in a State, whether called common law or not, is not the common law generally but the law of that State existing by the authority of that State without regard to what it.” For more on the development of legal realism. SEE Purcell, Edward. A. 1973. The Crisis of Democratic Theory: Scientific Naturalism and the Problem of Value. The University Press of Kentucky. Lexington, KY. pp.74-93 For period-centric legal realist theory SEE: Pound, Roscoe. 1922  An Introduction to the Philosophy of Law. Yale University Press. New Haven, CT. --  Holmes, O.W. 1881. The Common Law. Boston. Little, Brown and Co.
[xlvi] Purcell. 2000. Ch. 3
[xlvii] Purcell. 2000
[xlviii] Black and White Taxicab Co. v. Brown and Yellow Taxicab Co.
[xlix] Southern Pacific Co. v Jensen (1917)
[l] Black and White Taxicab v. Brown and Yellow Taxicab Co.
[li] Greve, Upside-Down 2011. Kindle Edition.
[lii] Purcell. 2000.
[liii] Brandeis, L. Erie Railroad Co. v Tompkins. 304 U.S. 64 (1938)
[liv] John Hart Ely, The Irrepressible Myth of Erie, 87 HARV. L. REV. 693, 719 (1974) See also: Powell, H. J. "The Oldest Question of Constitutional Law." Virginia Law Review 79 (3): 633-689.
[lv] Greve, Michael S. 2011. Ch. 10
[lvi] Greve, Michael S. 2011. Chapter 10.
[lvii] Purcell. 2000 p.300 “arguably states as states”
[lviii] Ibid…
[lix] Gassaway, Robert. R. 2012. The Upside-Down Constitution by Michael S. Greve. Engage. V3. I1. http://www.fed-soc.org/publications/detail/the-upside-down-constitution-by-michael-s-greve
[lx] Madison, James. The Federalist. 51
[lxi] Greve. 2011. Kindle Edition
[lxii] Younger v. Harris 401 U.S. 37 (1971) Justice Black delivering the opinion of the court: “It should never be forgotten that this slogan, "Our Federalism," born in the early struggling days of [p45] our Union of States, occupies a highly important place in our Nation's history and its future.” SEE ALSO: Melnick, R. Shep. 2003. Deregulating the States: Federalism in the Rehnquist Court. Evolving Federalisms: The Intergovernmental Balance of Power in America and Europe. Syracuse.Campbell Public Affairs Institute. New York, NY. Pp.109–141. SEE ALSO: Noonan, John T. 2002. Narrowing the Nation’s Power: The Supreme Court Sides with the States. University of California Press. Berkey, CA.
[lxiii] Purcell Jr., Edward A. 2000. Brandeis and the progressive constitution: Erie, the judicial power, and the politics of the federal courts in twentieth-century america. New Haven, CT: Yale University Press.

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